Financial Risk & Compliance

This course is designed for:

• Finance and Accounting Professionals
• Risk Management Officers
• Compliance Officers and Auditors
• Investment and Portfolio Managers
• Corporate Governance Professionals
• Business Leaders and Decision-Makers

Day 1: Understanding Financial Risk

• Introduction to financial risk management
• Types of financial risks: credit, market, operational, and liquidity risks
• The role of financial risk in business decision-making
• Identifying risk exposure in different industries

Day 2: Risk Assessment and Mitigation Strategies

• Techniques for measuring and assessing financial risks
• Risk modeling and forecasting methods
• Hedging strategies: derivatives, insurance, and asset diversification
• Case studies on risk assessment

Day 3: Regulatory Compliance and Governance

• Overview of financial regulations (Basel III, IFRS, SOX, GDPR, etc.)
• Role of regulatory bodies in financial risk management
• Corporate governance and ethical considerations
• Developing internal compliance frameworks

Day 4: Implementing Risk Control Measures

• Risk control policies and procedures
• Internal audits and reporting standards
• Fraud detection and prevention techniques
• Technology and automation in financial risk management

Day 5: Integrating Risk Management with Business Strategy

• Aligning financial risk management with corporate strategy
• Crisis management and business continuity planning
• Performance measurement and risk-adjusted returns
• Future trends in financial risk and compliance